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Regulatory Compliance Regulatory compliance is a primary driver for companies that are registered broker/dealers with the SEC. The NYSE and NASD regulatory bodies have similar/parallel regulations for the retention, retrieval and supervision of electronic communications by their members. The primary purpose of obtaining an email archiving solution by these entities is to ensure regulatory compliance improving the firm’s relationship with its regulators and reducing the likelihood of fines or other penalties. E-Trail Digital Archive satisfies all regulatory requirements and goes above and beyond the existing regulations to guarantee your solution will continue to adapt to the growing body of regulations. E-Trail Digital Archive provides a superior electronic communications archiving solution to regulatory compliance clients whether they need to fulfill their obligations with the NASD, SEC, NYSE or to address Sarbanes-Oxley and/or HIPAA regulations. E-Trail combines the richest set of retrieval criteria in the industry with an advanced retention policy subsystem, to ensure that each client retains the necessary electronic communications in an easily retrievable form and location. Combined with fully integrated reporting/data mining, optional pre-compliance modules, and electronic communications supervision capabilities, E-Trail provides clients with the most comprehensive email archiving solution available.